LPL Financial Holdings Inc. (LPLA)

343.1 0 (0%)

As of 2025-10-28 15:21:09 EST

LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, over US$1 trillion in advisory and brokerage assets, and generated approximately $10.3 billion in annual revenue for the 2023 fiscal year. LPL Financial has main offices in Boston, Fort Mill, Austin, and San Diego. The company is a member of FINRA and the SIPC.

Traded asNasdaq: LPLA
ISINUS50212V1008
CIK0001397911
LEI549300XROQ4Y8G2L7682
EIN203717839
SectorFinancial services
IndustrySecurity & Commodity Brokers, Dealers, Exchanges & Services
CEO
Employees8,400
Fiscal Year End1231
Address4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Phone800-877-7210
Websitehttps://www.lpl.com
Stock Quotes
trading_symbolregistrant_nametimepricechangepercentage_change
LPLALPL Financial Holdings Inc.2025-10-28 15:21:09343.100
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Company Information
trading_symbolcentral_index_keyregistrant_nameisin_numberlei_numberein_numberexchangesic_codesic_descriptionfiscal_year_endstate_of_incorporationaddress_streetaddress_cityaddress_stateaddress_zip_codeaddress_countryaddress_country_codephone_numbermailing_addressbusiness_addressformer_nameindustryfounding_datechief_executive_officernumber_of_employeeswebsitemarket_capshares_issuedshares_outstandingdescriptionupdate_time
LPLA0001397911LPL Financial Holdings Inc.US50212V1008549300XROQ4Y8G2L7682203717839Nasdaq6200Security & Commodity Brokers, Dealers, Exchanges & Services1231DE4707 EXECUTIVE DRIVESAN DIEGOCA92121UNITED STATESUS800-877-72104707 EXECUTIVE DRIVE, SAN DIEGO, CA, 921214707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121LPL Investment Holdings Inc.Financial services19898,400https://www.lpl.com21,300,000,000136,603,20680,004,103LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, over US$1 trillion in advisory and brokerage assets, and generated approximately $10.3 billion in annual revenue for the 2023 fiscal year. LPL Financial has main offices in Boston, Fort Mill, Austin, and San Diego. The company is a member of FINRA and the SIPC.2025-10-23 12:29:27
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LPLA Stock Price (End-of-Day)
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Market Cap
Fiscal YearMarket CapChange In Market CapPercentage Change In Market CapShares OutstandingChange In Shares OutstandingPercentage Change In Shares Outstanding
202421,300,000,0004,700,000,00028.313374,574,576121,6260.1634
202316,600,000,0001,900,000,00012.925274,452,950-4,220,816-5.365
202214,700,000,0003,900,000,00036.111178,673,766-1,295,615-1.6201
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Executive Compensation
Executive NameExecutive PositionFiscal YearSalaryBonusStock AwardsIncentive Plan CompensationOther CompensationTotal Compensation
Dan H. ArnoldChief Executive Officer, President2024756,34613,566,041021,15626,347,995
Greg GatesManaging Director2023524,0391,435,1391,375,00055,9843,390,162
Dan H. ArnoldChief Executive Officer, President2023946,15411,901,6994,000,00089,93716,937,790
Matthew J. AudetteChief Financial Officer2023625,3851,319,0131,375,00077,2803,396,678
Matthew EnyediManaging Director2023492,3081,102,237785,00075,5102,455,055
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Employee Count
Fiscal YearEmployee Count
20249,000
20238,400
20226,900
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Income Statements
Fiscal Year202420232022
Revenue12,385,107,00010,052,848,0008,600,825,000
Cost Of Revenue
Gross Profit
Research And Development Expenses
General And Administrative Expenses
Operating Expenses10,992,215,0008,608,073,0007,489,172,000
Operating Income
Net Income1,058,616,0001,066,250,000845,702,000
Earnings Per Share Basic14.1713.8810.6
Earnings Per Share Diluted14.0313.6910.4
Weighted Average Shares Outstanding Basic74,713,00076,807,00079,801,000
Weighted Average Shares Outstanding Diluted75,427,00077,861,00081,285,000
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Balance Sheet Statements
Fiscal Year202420232022
Cash And Cash Equivalents967,079,000465,671,000847,519,000
Marketable Securities Current57,481,00091,311,00052,610,000
Accounts Receivable
Inventories
Non Trade Receivables68,962,00039,968,00046,075,000
Other Assets Current
Total Assets Current
Marketable Securities Non Current10,154,00010,245,00010,344,000
Property Plant And Equipment1,210,027,000933,091,000780,357,000
Other Assets Non Current39,819,00039,819,00039,819,000
Total Assets Non Current
Total Assets13,317,404,00010,385,480,0009,482,226,000
Accounts Payable588,450,000485,963,000448,630,000
Deferred Revenue
Short Term Debt010,700,00010,700,000
Other Liabilities Current
Total Liabilities Current
Long Term Debt5,494,724,0003,734,111,0002,717,444,000
Other Liabilities Non Current
Total Liabilities Non Current
Total Liabilities10,386,802,0008,306,501,0007,314,674,000
Common Stock131,000130,000130,000
Retained Earnings5,066,525,0004,085,114,0003,101,072,000
Accumulated Other Comprehensive Income
Total Shareholders Equity2,930,602,0002,078,979,0002,167,552,000
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Cash Flow Statements
Fiscal Year202420232022
Depreciation And Amortization308,527,000246,994,000199,817,000
Share Based Compensation Expense91,761,00068,669,00052,608,000
Other Non Cash Income Expense25,319,000-39,172,000-14,783,000
Change In Accounts Receivable
Change In Inventories
Change In Non Trade Receivables126,829,00071,328,000107,588,000
Change In Other Assets435,255,000213,043,000148,263,000
Change In Accounts Payable36,977,00031,256,00050,664,000
Change In Other Liabilities336,412,000117,805,000183,381,000
Cash From Operating Activities277,589,000512,611,0001,945,577,000
Purchases Of Marketable Securities
Sales Of Marketable Securities
Acquisition Of Property Plant And Equipment562,531,000403,286,000306,596,000
Acquisition Of Business1,020,221,000453,475,00056,458,000
Other Investing Activities
Cash From Investing Activities-1,592,132,000-860,186,000-376,400,000
Tax Withholding For Share Based Compensation41,288,00040,005,00025,157,000
Payments Of Dividends89,727,00092,190,00079,833,000
Issuance Of Common Stock
Repurchase Of Common Stock170,096,0001,100,101,000325,031,000
Issuance Of Long Term Debt998,325,000749,468,0000
Repayment Of Long Term Debt663,000,0001,438,000,000905,000,000
Other Financing Activities
Cash From Financing Activities1,417,432,000-208,532,000-504,271,000
Change In Cash102,889,000-556,107,0001,064,906,000
Cash At End Of Period967,079,000465,671,000847,519,000
Income Taxes Paid320,259,000535,959,000238,155,000
Interest Paid268,351,000191,350,000118,824,000
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Key Metrics
Fiscal Year202420232022
Earnings Per Share14.1713.8810.6
Price To Earnings Ratio23.042316.399120.3934
Earnings Growth Rate2.089330.943484.3478
Price Earnings To Growth Ratio11.02850.530.2418
Book Value Per Share39.224827.067627.162
Price To Book Ratio8.32418.40937.9586
Ebitda1,961,583,0002,036,007,0001,409,908,000
Enterprise Value28,922,186,63020,761,949,34019,131,207,170
Dividend Yield0.00370.00530.0046
Dividend Payout Ratio0.08480.08650.0944
Debt To Equity Ratio1.87491.80131.2586
Capital Expenditures585,463,000399,728,000321,333,000
Free Cash Flow-307,874,000112,883,0001,624,244,000
Return On Equity0.36120.51290.3902
One Year Beta0.77130.79020.9248
Three Year Beta0.86320.99291.2827
Five Year Beta1.20511.25581.2792
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Insider Transactions
Insider NameRelationship To IssuerTransaction DateAmount Of SecuritiesAcquired Or DisposedSecurities Owned Following Transaction
Gates GregGroup Managing Director2025-10-06141D17,479
Gates GregGroup Managing Director2025-10-06266D17,213
Gates GregGroup Managing Director2025-10-06109D17,104
Gates GregGroup Managing Director2025-10-06132D16,972
Gates GregGroup Managing Director2025-10-06102D16,870
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Senate Trading
Name Of Reporting PersonType Of Reporting PersonReport DateTransaction TypeTransaction DateOwner TypeAmount
Markwayne MullinSenator2025-06-11Purchase2025-05-13Joint$15,001 - $50,000
Markwayne MullinSenator2025-02-27Purchase2025-02-13Joint$50,001 - $100,000
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House Trading
Name Of Reporting PersonReport DateStateTransaction TypeTransaction DateOwner TypeAmount
Valerie Hoyle2025-09-12OR04Purchase2025-03-03Spouse$1,001 - $15,000
John James2024-09-02MI10Purchase2023-11-10$1,001 - $15,000
John James2024-09-02MI10Sale2024-07-18$1,001 - $15,000
Susie Lee2023-05-12NV03Sale2023-04-20Joint$15,001 - $50,000
Sara Jacobs2021-03-12CA53Purchase2021-02-19$15,001 - $50,000
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Institutional Holdings
Investor NamePeriod Of ReportMarket ValueAmount Of SecuritiesPrice Per Security
QRG CAPITAL MANAGEMENT, INC.2025-09-30916,9932,756332.7261
NBT BANK N A /NY2025-09-3098,476333295.7237
Arlington Trust Co LLC2025-09-30104,797315332.6889
REINHART PARTNERS, LLC.2025-09-309,370,42628,165332.6975
WoodTrust Financial Corp2025-09-30234,000702333.3333
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Mutual Fund Holdings
Registrant NamePeriod Of ReportFund NameFund SymbolAmount Of UnitsValue In UsdPercentage Value Compared To Assets
MFS SERIES TRUST II2025-08-31BMEGBX465,868169,799,568.640.3664
MFS SERIES TRUST II2025-08-31R4MFEJX465,868169,799,568.640.3664
MFS SERIES TRUST II2025-08-31AMFEGX465,868169,799,568.640.3664
GROWTH FUND OF AMERICA2025-08-31Class 529-F-3FFAFX1,464,407533,747,063.360.1622
GROWTH FUND OF AMERICA2025-08-31Class 529-F-2FAFGX1,464,407533,747,063.360.1622
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